Securities Exchange Act

Results: 28007



#Item
431Financial economics / Financial adviser / Investment / Securities Exchange Act / Fiduciary / United States Department of Labor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Law / Finance / United States securities law

ADDITIONAL TALKING POINTS – HR 2374 The Department of Labor has been hard at work on a rule that would make sure that when investment advisers and brokers hold themselves out as impartial retirement experts, their pens

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Source URL: ourfinancialsecurity.org

Language: English - Date: 2013-10-28 16:19:43
432Securities Act / United States Securities and Exchange Commission / Stock market / Financial economics / Financial regulation / Investment / United States securities law / 73rd United States Congress / New Deal

NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES PRD ENERGY ANNOUNCES CLOSING OF APPROXIMATELY $23 MILLION PRIVATE PLACEMENTS CALGARY, ALBERTA – May 22, 2014, PRD Energy

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Source URL: www.prdenergy.de

Language: English - Date: 2014-05-29 15:34:27
433SEC filings / Economics / United States securities law / United States Securities and Exchange Commission / Form 4 / 73rd United States Congress / Security / Securities Exchange Act / Issuer / Stock market / Financial economics / Investment

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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Source URL: www.alx-inc.com

Language: English
434SEC filings / Economics / United States securities law / United States Securities and Exchange Commission / Form 4 / 73rd United States Congress / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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Source URL: www.alx-inc.com

Language: English
435Financial economics / Stock market / Business / 73rd United States Congress / United States Securities and Exchange Commission / Regulation S-K / Securities Act / Form 10-K / Security / SEC filings / United States securities law / Finance

As filed with the Securities and Exchange Commission on May 8, 2015 Registration NoUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C

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Source URL: www.mediageneral.com

Language: English - Date: 2015-05-08 16:16:15
436United States Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Finance / U.S. Securities and Exchange Commission / OTC Markets Group / Business / Regulation S-K / SEC filings / United States securities law / 73rd United States Congress

Federal Register / Vol. 80, NoWednesday, June 17, Notices C. Self-Regulatory Organization’s Statement on Comments on the

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Source URL: docs.regulations.justia.com

Language: English - Date: 2015-06-17 05:30:49
437SEC filings / Economics / United States securities law / Form 4 / 73rd United States Congress / United States Securities and Exchange Commission / Security / Securities Exchange Act / Issuer / Stock market / Financial economics / Investment

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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Source URL: www.alx-inc.com

Language: English
438United States Securities and Exchange Commission / 73rd United States Congress / Toronto Stock Exchange / New Deal / Securities Act / TSX Venture Exchange / Forward-looking statement / U.S. Securities and Exchange Commission / Securities regulation in the United States / Economy of Canada / Canada / United States securities law

Microsoft Word - Press Release Re Shareholder Approval _FINAL_

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Source URL: www.petrofrontier.com

Language: English - Date: 2015-03-04 15:06:03
439

Safe Harbor This presentation contains forward-looking statements (as defined in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended) concerning futu

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Source URL: www.crowdgather.com

Language: English - Date: 2015-06-02 15:20:40
    440Government / U.S. Securities and Exchange Commission / Investment Company Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Right to Information Act / FOIA Exemption 3 Statutes / Gary J. Aguirre / Freedom of information legislation / Law / Freedom of Information Act

    ²Rick Blum draft testimony for House SEC FOIA hearing with KDOC

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    Source URL: financialservices.house.gov

    Language: English - Date: 2010-09-14 15:31:19
    UPDATE